Legal Information
The FSA requires that certain information be provided to the client prior to business being transacted so that the relationship between the client and the firm is clearly stated and understood.
Our documents use the KeyFacts logo - click on the link from more details of what this means.
Please download and read the following documents which are provided in Adobe Acrobat format.
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The Retail Client Agreement will be provided to the client prior to business being transacted so that the relationship between the client and the firm is clearly stated and understood. This will normally take place at the first meeting. |
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The following document sets out the Key Facts about our services and the cost of our investment services. This shows the maximum amount we will receive in payment by either a fee or commission for advising on and arranging an investment for you. We will discuss this document in full with you when you ask us for advice. |
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To open the document just click on the link.